Investment Options

Through our affiliation with Kovack Securities, Inc., we provide a wide-range of investment options. Together, we offer you the objectivity of working with an independent financial advisor combined with the stability and strength to access the world's financial markets and a wealth of investment resources. Our investment options include:

Retirement Accounts
• IRAs
• SEP/IRAs
• Roth IRAs
• Simple IRAs
• Defined Contribution Plans
• Money-Purchase Pension Plans
• Profit-Sharing Plans
• 403(b)
• 401(k)

Mutual Funds
• Open-End Funds
• Closed-End Funds
• Dividend Reinvestment Plans (DRIP)

Asset Management
• Independent Manager Research
• Performance Monitoring and Reporting
• Wrap-Fee Accounts
• Asset Allocation
• Fee-in-Lieu Accounts
• Self-Directed Brokerage Accounts (SDBA)

Stocks
• NYSE-Listed Stocks
• NASDAQ over-the-counter
• All Other Major Exchanges
• Foreign Stocks
• Margin Accounts
• Employee Stock Option Plans (ESOP)

Cash Management
• Daily Sweep Accounts
• Money Markets
• Insured CD’s
• Online Account Access

Bonds
• CMOs
• Convertible
• Corporate
• Municipal
• Zero-coupon
• Ginnie Mae’s
• Treasury Bills
• Treasury Bonds
• Treasury Notes

Options
• All Major Exchanges

Insurance
• Fixed Annuities
• Variable Annuities
• Term Life
• Variable Life
• Universal Life
• Whole Life
• Disability
• Long-Term Care

Alternative Investments
• REIT’s
• Equity-Linked Notes

And More...
• Education and 529 Plans